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NBU Defines Criteria for Significant Financial Companies in Ukraine

by Roman Cheplyk
Tuesday, September 2, 2025
2 MIN
NBU Defines Criteria for Significant Financial Companies in Ukraine

From September 1, 2025, the National Bank of Ukraine (NBU) has introduced official criteria for recognizing a financial company as “significant.” The new rules affect regulation, supervision, and participation in state programs

What Changed

On August 27, 2025, the NBU adopted Resolution No. 102, approving the Regulations on the Criteria for Determining the Significance of Financial Companies.

The document establishes a uniform system for classifying companies whose activities have a material impact on the financial sector.


Key Criteria for Significance

A financial company will be recognized as significant if it meets at least one of the following criteria:

  • Activity indicator ≥ 5 — calculated based on assets, off-balance sheet liabilities, and the scope of financial services provided.

  • Market share ≥ 1% — assets and off-balance liabilities constitute at least 1% of all financial companies (excluding state-owned).

  • Responsible for a financial group — if the company is the head of a medium or large financial group supervised by the NBU.

  • High consumer risk — the company shows a “High” or “Very High” level of potential violations of consumer rights.

  • Participation in state programs — if the company provides financial services under national or municipal programs to specific groups of clients (with special conditions).


Obligations of Significant Companies

  • Must submit information and documents to the NBU upon request.

  • Will be subject to enhanced regulation and supervision.

  • Expected to play a systemic role in state financial initiatives.


Why It Matters

The introduction of clear criteria helps:

  • Increase market transparency and regulatory predictability.

  • Protect consumers, as companies with high risk levels will be closely monitored.

  • Align Ukrainian standards with international financial supervision practices, supporting EU integration.

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